NameActionDateOrder(s)
1231525Kaklis, John W Revocation - Louisiana11/17/2016
1109677KANSAS LIFE INS. AGENCY, INC. -000 Notice of Fine03/21/2016
1201962Kazakis, Stephen M Notice of Fine09/20/2016
1140652Keesler, Daryl Notice of Fine05/17/2016
1162019Kestra Investment Services LLC Notice of Fine06/29/2016
1244652Knudsen, Thomas Patrick Notice of Fine12/19/2016
1159817Kohmann, Misti Marcel Notice of Fine06/23/2016
1257877Kosmos, Anthony Steven Notice of Fine01/24/2017
1208721Kramer, Jake Brandon Notice of Fine09/30/2016