NameActionDateOrder(s)
1108883SAFEGARD INSURANCE SERVICES, LLC Consent Agreement03/16/2016
1221187Sambola, Rodney James Notice of Fine10/26/2016
1159655Savoie, Radley Alexander Notice of Fine06/22/2016
1073309Schoenbauer, Kurtis Emil Revocation - Louisiana01/12/2016
1171898Schwartz, Gary A Notice of Fine07/18/2016
1112746Scott-Davenport, Brandi Jo'el Notice of Fine03/28/2016
1122934Securities America Inc Notice of Fine04/18/2016
1209381Segura, Lameka Jamel Notice of Fine10/03/2016
1118045Selbovitz, Stephen N Notice of Fine04/07/2016
1225726Selbovitz, Stephen N Notice of Fine11/04/2016
1272534Self, Jonney L J Notice of Fine02/20/2017
1210594Selph, Ethan Wayne Notice of Fine10/05/2016
1111866Semien, Marilyn Faith Revocation - Louisiana03/18/2016
1114947SENIOR AMERICAN LIFE INSURANCE COMPANY Revocation - Louisiana03/30/2016
1169671Settles, Timothy D Consent Agreement07/07/2016
1174825Shansky, William Isaac Notice of Fine07/22/2016
1114855Shapiro, Terri Lynn Suspension - Louisiana03/30/2016
1244653Sharp, Natalie Notice of Fine12/19/2016
1150212Shea, Michael Patrick Notice of Fine06/07/2016
1176944Sheets, Ryan Notice of Fine07/26/2016
1127342Shepherd-Brooks, Marsha Notice of Fine04/26/2016
1196048Shockey, John Louie Notice of Fine09/07/2016
1147746Sigmon, J Herbert Bryan Notice of Fine05/27/2016
1177154Silva, Mark Joseph Notice of Fine07/27/2016
1176089Sims, Jada Lauren Notice of Fine07/25/2016
1147697Singleton, Ronica Monique Revocation - Louisiana05/11/2016
1229326Sirayathorn, Patrick James Notice of Fine11/14/2016
1172619Skinner, Michael Gordon Notice of Fine07/19/2016
1140298Skipper, Cullman Leonard Notice of Fine05/17/2016
1172702Sloan Mason North America Inc Notice of Fine07/19/2016
1157646Smith Connley, Dawn Malika Notice of Fine06/20/2016
1231359Smith Connley, Dawn Malika Suspension - Louisiana11/17/2016
1247059Smith, Fiona Shantel Notice of Fine12/28/2016
1208823Smith, Kelvin Notice of Fine10/03/2016
1250618Smith, Kenyatta Webster Notice of Fine01/05/2017
1217659Smith, Kevin James Jr Notice of Fine10/19/2016
1094095Smith, Kim Reed Notice of Fine02/23/2016
1181286Smith, Patrick Dewayne Sr Suspension - Louisiana08/04/2016
1201173Smith, Robert Erwin Notice of Fine09/16/2016
1229833Smith, Toby Lynn Notice of Fine11/15/2016
1111253Sorensen, Gary A Consent Agreement03/23/2016
1234518Spain, Kevin Todd Jr Notice of Fine11/23/2016
1113155St John, Kimberly Faith Notice of Fine03/28/2016
1123806STANDARD LINES BROKERAGE Notice of Fine04/19/2016
1253018Stefan, Denise Marie Notice of Fine01/12/2017
1291409Stevens, Marcus Lee Consent Agreement03/03/2017
1223700Stillwell, Ernest S Notice of Fine11/01/2016
1157644Strahan, Gerald L Notice of Fine06/20/2016
1159345Sykes, Roddrelle Reeshaud Notice of Fine06/22/2016