NameActionDateOrder(s)
1226397VALIC FINANCIAL ADVISORS INC Notice of Fine11/07/2016
1123800Vallely, Michael Scott Notice of Fine04/19/2016
1172885Vega-Ferran, Angel Rafael Notice of Fine07/20/2016
1114600Vela, Joshua Alfonsas Notice of Fine03/30/2016
1123655Verberne, Kimberly Quezada Notice of Fine03/24/2016
1224703Vestal, Michael Notice of Fine11/03/2016
1259887Vestal, Michael Suspension - Louisiana01/26/2017
1250683VETCARE HEALTH INC Revocation - Louisiana01/06/2017
1159233Viator, Jude Anthony Notice of Fine06/22/2016